Author: Anh-Migrate

Every LCA study generally follows ISO 14040 and ISO 14044, which provide general rules on how to conduct an LCA study – independent of the scope of assessment, type of product or associated industrial sector. They define the separate phases for such studies, and provide general rules for the application of this methodology. The defined phases are:

• Goal and scope definition.
• Life cycle inventory analysis (LCI).
• Life cycle impact assessment (LCIA).
• Interpretation.

Figure 7: Life cycle assessment framework according to ISO 14040/ ISO 14044

For LCA studies in the field of energy-efficient buildings, this approach is generally maintained. It is specified in more detail both in the ILCD Handbook and in CEN’s standards EN 15804 and EN 15978. Detailed descriptions of the steps that need to be addressed, following ISO 14040/14044, are defined in this guidance document.

The individual work items per step may vary, but to ensure that a study meets the basic requirements for LCA studies, every step has to be taken. So, for instance, the ISO 14040/14044 standards assume an LCA procedure that links elementary and intermediate flows (mass and energy flows that enter or leave a product system, e.g. as emissions to air) to unit processes. The development of the product model and the compilation of all these elementary flows take place during the life cycle inventory (LCI) step. If, as is frequently found in the construction sector, especially with EPD data, LCA data are provided using impact category indicators instead of elementary flows, the selection of environmental impact categories (to be defined within the ‘Goal and scope definition’ step), the life cycle inventory and life cycle impact assessment (LCIA) steps may already be completed by the data provider. The actual indicators evaluated in a study are therefore necessarily restricted, based on the available indicators listed for the data provided. In this context, it should be noted that, following EN 15804 and EN 15978, the LCIA steps are expected to be the responsibility of data providers (of background data or of specific EPD data).

So, if the LCA practitioner uses this kind of information source (i.e. EPD or LCA impact results), special care should be applied to ensure consistency between the calculations already made by data providers and those to be made by the practitioner. In particular, matching of the list of materials and quantities, often provided by the architect or construction company with the datasets available in the LCA database used, requires careful attention, and is frequently a challenge for the LCA practitioner. In addition, the use of EPD or LCA impact results should ensure that the same rules for LCI and characterization factors have been followed.

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials

The first step, for both building and product LCAs, is to define the goal and scope of the study. This will determine the type of study that is required, and identify the relevant aspects that need to be considered. The decision tree shown in Figure 8 can help identify the type of study required for a given application.

The scope definition process will identify those life cycle stages that should be assessed, and those that will remain optional. It will also specify the data quality requirements and calculation rules (e.g. default values for screening LCA). Refer to Table 5 for identification of the mandatory and optional aspects (contributors and life cycle stages).

On the basis of the study type chosen and the life cycle stages of concern, the remaining relevant aspects are then taken into account during the set-up of the LCA building model, and when defining individual parameters of the system.

Figure 8: Decision tree to identify relevant aspects for a study

As the term ‘energy efficiency’ implies a lower energy input into a building or building service through a more advantageous benefit/input ratio, a comparison of the situation with or without the technology concerned may be required to identify the actual environmental consequences of utilizing such a technology. Careful definition of the two situations and a comprehensive life cycle view (inclusion of all relevant life cycle stages) are necessary to cover all the environmental consequences. Also, the comparison should be made on the basis of a common functional equivalent (i.e. a representation of the required technical characteristics and functionalities of the building or product).

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials

After selection of the study type and the subsequent filtering of aspects, the LCA study is set up according to general LCA practice, based on ISO 14040/14044. This process is briefly explained below with a generic template of how to set up an LCA study.

Step 1: Goal and scope definition

The definition of goal and scope relates mainly to the identification of study type and aspects considered for the LCA study, as described in section 3.2.1. Based on the goals of the study, and its intended application and audience, further specifications have to be made:

• The object of the assessment (e.g. building, or innovative technology) and its function (e.g. office use, or energy-producing façade collector).
• Definition of a functional equivalent – especially important for comparative assertions.
• System boundaries – the life cycle phases to be included, depending on the study type or guidance for applying cut-off rules (e.g. with regard to infrastructure and transport), should be specified.
• Procedure for allocation – several common allocation cases (e.g. for co-production, or reuse and recycling) with regard to mass, energy or environmental significance are required.
• Choice of environmental impact categories, indicators and characterization models used for the impact assessment.
• Data requirements and quality – the type of data to be used (e.g. generic or specific), data uncertainty, the use of foreground or background data (e.g. power mix) and specific data quality requirements for comparative assertions should be defined; missing data have to be documented.
• Source of the data (origin, representativeness) and producer/sponsor of the LCA should be documented.
• Assumptions and limitations – These may address, for example,. the set-up of specific scenarios for the use phase, the treatment of capital equipment or machinery within the production phase, or deviations from guidance provided within this document; a transparent documentation is required.

Examples and guidance on the above topics are provided within respective aspects of Section 5.2 ‘Goal and scope definition’ in this guide.

Step 2: Inventory analysis and product model

The method of data collection and the quantification of input and output flows (e.g. materials or energy) differ for screening, simplified and complete LCA studies, and depend both on the complexity of the product being assessed and on the assessed life cycle stages. The data sources used (e.g. publicly available or company/product-specific ones) and the quality of background data for the inventory analysis also have an influence on the impact assessment. Guidance on data collection, calculation, validation, and relating the information to e.g. life cycle stages or elements of the object of assessment. is provided in Section 5.3 on ‘Life cycle inventory analysis‘. Building and building product contributors that have to be considered are also defined. By using generic data or EPD as a data source for building LCAs, LCA practitioners typically do not need to perform the inventory analysis. Normally, therefore, none of the construction elements is individually modelled back to the elementary flows.

Step 3: Impact assessment

For quantifying potential environmental impacts, it is important to choose both environmentally relevant, technically and scientifically valid environmental indicators and the underlying characterization models for impact assessment. Environmental indicators and impact categories for which scientific consensus is not yet reached (e.g. water consumption, land-use change, toxicity and ecotoxicity or carbon sequestration) are addressed within Section 5.4 on ‘Life cycle impact assessment’.

Step 4: Interpretation and documentation

The interpretation of results serves, for example, to identify hot spots (e.g. distinct life cycle phases or elements of the object of assessment contributing to environmental impacts), and provides understanding of the sensitivity and uncertainty of the results. Requirements for and guidance on the use of normalization, grouping or weighting are provided in the sections on ‘Interpretation’. Cases where a sensitivity analysis is useful are also defined.

Step 5: Review

An external critical review is necessary for all comparative LCA studies, and for studies that are made publicly available. Guidance on simplifications for the review of stand-alone and screening LCA studies, and for studies within the E2B EI, is provided under the section ‘Reporting’ in Chapter 5 on ‘General aspects’.

Reporting and review templates are provided online at the official project website, and these are particularly helpful with step 1. They form the basis for documentation that is in line with the present guidance document, and which might be enhanced with further specific information if required or recommended (e.g. if future technologies and innovations are considered).

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials

As this guidance is intended to be used both within EeB research projects and by building LCA tool developers, to increase confidence in LCA for decision support and to increase reliability in LCA results, practitioners are able to claim compliance with the EeBGuide only if several prerequisites are met:

• Compliance with the individual provisions given for the relevant aspects.
• Documentation of the LCA study by using the reporting template provided.
• Review according to the EeBGuide review requirements.

Review requirements

Any study that claims compliance with this guidance requires an independent review. A review in this context is the evaluation of an LCA study by experts who are independent in the sense that they did not take part in the study. A review serves to ensure the quality of a study and thus increase confidence in its results, and in its usefulness as a decision support tool. Specifically, the review is used to ensure that the rules of this guidance are followed, and that the consequences (choices of parameter values, etc.) are reasonable from a technical perspective. For a pragmatic approach to conducting a review, review schemes in the form of checklists are provided within this guidance. These review schemes also contain the distinction between screening, simplified and complete LCA studies.

Critical reviews of LCA studies are defined and required in ISO 14040/14044 for comparative assertions that are intended to be disseminated to the public. Within the context of this guidance, any comparative assertion requires a critical review according to the requirements of ISO 14044. The, major requirements are that:

• The critical review is conducted by a review panel of a minimum of three independent experts.
• The panel chair must be an LCA expert with previous experience in critical review.
• The panel must contain a minimum of one technical expert from the field of the assessed product system and a minimum of one LCA expert.
• The panel must contain an expert on the impact categories relevant to the product system under study.
• The review report is attached to the study report.

For LCA studies within a European research project the review mught be done by one member of the consortium (especially if contractual constraints do not permit the commissioning of an external expert to do the review), but they should not be directly involved in the preparation of the study. The ILCD Handbook also defines requirements for reviewers, especially related to their independence, qualification and experience.

More specifically, for LCA studies that claim to comply with this EeBGuide, reviewers need to:

• Have expertise in LCA methodology, and specifically be familiar with the rules of the EeBGuide
• Have knowledge of the applicable review rules, and specifically be familiar with the EeBGuide review schemes
• Have review or verification experience
• Have expertise in the product or process in question, and specifically experience in the respective building type or product category

If, for particular reasons, the review process requires greater focus, or is used to improve the reliability of the study results in the context of public or external dissemination, it is recommended that practitioners consult the ILCD Handbook for additional information, in the sections Review schemes for life cycle assessment (LCA) and Reviewer qualification for life cycle inventory datasets.

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials

This section introduces the main concepts of service life planning. These are useful for practitioners who intend to carry out an LCA study for product and building

One characteristic of LCA studies in the construction sector is the assessment of technical systems that often have very long service lives. Estimations of service lifespans of one or more decades are typically more difficult to oversee than the service lifespans of consumer products, for example. As a consequence, and depending on other parameters, estimations of the service life of buildings and products may have a major influence on the LCA results. In this context, the concept of service life planning, which is closely related to [ISO 15686], and which is frequently cited in EN 15804 and EN 15978, is a relevant and very general aspect of LCA in the construction sector. An introduction to service life planning is therefore given in this section.

There is a considerable momentum behind initiatives to provide the construction sector with methodologies, tools and standards for service life planning and sustainable construction. This EeBGuide can be regarded as a further example of this movement. The following gives a brief introduction to service life planning, as an area derived from scientific research on service life prediction for materials and products. Service life planning of construction works aims to support an approach to engineering of technical systems that meets the requirements of a life cycle perspective on the overall system.

What is service life planning about?

Buildings are normally expected to be long-lived engineered works. As for any other technical system, they are designed to meet expected requirements over a foreseen lifetime. How, then, should these requirements be expressed, and how can the essential properties of the engineered system be optimized to ensure that the requirements are met? Buildings offer an extra complication, as the long service life will often include a shift or change in performance requirements with time.

Service life planning offers a systematic approach to this process, and over the past two decades standards as well as other tools for life cycle engineering have been developed. A service life planning assessment of a building may be performed for limited technical and economic reasons, but since the end of the 1980s environmental concerns and sustainability in construction have typically been the main driving forces.

A European perspective

The Construction Products Directive (CPD) was created with the aim of removing barriers to trade, and in this specific area it has little direct reference to sustainability. However, it has a clear bearing on the performance of buildings (construction works) over time, and provides important direction for international, European and national work on standards and codes. The CPD fixes the essential requirements for construction works (both buildings and civil engineering works).

These requirements must, subject to normal maintenance, be satisfied for an economically reasonable working life. This horizontal requirement of the CPD presupposes a service life planning assessment of the construction works. The works should be designed for an anticipated design life (working life), and the service life planned by being composed of service life declared products.

The CPD has an aim of connecting the building and the building products put on the European market and used in these works. It therefore specifies the level of performance of these products: they “have such characteristics that the works in which they are to be incorporated, assembled, applied or installed, can, if properly designed and built, satisfy the essential requirements.” This is the notion of ‘fitness for the intended use’ of a building product. The link between the essential requirements of the works and the product characteristics to be assessed is fixed in Interpretative Documents (IDs) [Guidance Paper F 2004].

Figure 9: The working life of construction works as illustrated in the CPD Guidance Paper on Durability [Guidance Paper F 2004].

The CPD further specifies that a building product is fit for its intended use if it conforms to: (i) a harmonized European standard (drafted by CEN/CENELEC), (ii) a European Technical Approval (issued by an EOTA [CEC 1988] member), or (iii) a non-harmonized technical specification (e.g. a national technical specification) recognized at Community level; the three are denoted as technical specifications. According to the CPD: “The products must be suitable for construction works that (as a whole and in their separate parts) are fit for their intended use, account being taken of economy, and in this connection satisfy the following essential requirements where the works are subject to regulations containing such requirements. Such requirements must, subject to normal maintenance, be satisfied for an economically reasonable working life.” Furthermore, the Interpretative Documents provide that product standards and Guidelines for European Technical Approval (ETAGs) “should include indications concerning the working life of the products in relation to the intended uses and the methods for its assessment.”

The CPD is being revised and elevated to the level of a regulation, Construction Products Regulation (CPR), which is expected to be implemented by July 2013. With CPR’s sustainable use of resources added as the seventh basic requirement (renamed ‘essential requirements’) for construction works, service life planning is likely to gain even more significance in the European construction context.

Standards for service life planning

ISO standardization (ISO TC59/SC14) to support service life planning started in 1993, when a working group was established through a significant European initiative. Guiding concepts were needed regarding the service life of building products to help implement the Construction Products Directive. As the subject area was rightly seen to have international relevance, ISO work became based on cooperation with CEN.

The scope of ISO TC59/SC14 is to document the steps to be taken at various stages of the building life cycle, to ensure that the resulting building (or other constructed facility) will last for its intended life without incurring large unexpected expenditures.

The concept

A building (construction work) is designed for a certain design life (working life). Building parts not accessible from a technical and economical point of view should be designed for the same service life as the building. Other building parts and products may have a shorter, but declared, service life (see Figure 10).

Figure 10: the service life planning concept

Service life planning standards

The ISO 15686 standards (see Table 6) give guidance on all aspects of service life planning (SLP). Part 1 gives the general design principles and procedures of SLP, whereas Part 8 describes the requirements for reference service lives (RSL) of products and components.

The RSL should be used and adjusted in the design process to establish the service life of a product/component in a particular use or design situation. The Part 8 standard also provides guidance on methods to be used in the design process for this adaptation of an RSL. These methods and models are described under the generic name the factor method, but comprise a set of approaches, from simple checklist adjustments, through multiplication methods, to more advanced (but not necessarily more complicated) functional models.

Who provides reference service lives?

This has been an essential question and point of discussion all through the standardization work. The conclusion – and solution – is that the responsibility for providing RSLs for products lies mainly with the producers of the products in question. Research should be undertaken to support these RSLs with methodologies, i.e. how to test and declare a reference service life, and the ISO 15686 standards provide examples. Publicly initiated and funded databases have appeared, and may be significant drivers of progress, but will most likely have less influence than market-driven and developed initiatives.

Table 6: The ISO 15686 standards, with the general title Building and constructed assets – Service life planning, includes the following parts

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials

As part of the EeBGuide research project, training materials on the use of the EeBGuide guidance are provided for free access.

For an introduction to LCA and further reading, the following links to LCA literature may be of help, especially for LCA beginners:

• Guinée, J. B.; Gorrée, M.; Heijungs, R. et al.: Handbook on Life Cycle Assessment Operational Guide to the ISO Standards. Dordrecht u.a. Kluwer Academic Publishers; Kluwer Acad. Publ. (Series Eco-Efficiency in Industry and Science, Vol. 7) 2002. ISBN: 1-4020-0557-1. (Language: English), available online
• Jolliet, O.; Saadé, M.; Crettaz, P.: Analyse du Cycle de Vie: Comprendre et réaliser un écobilan. Lausanne: Presses Polytechniques et Universitaires Romandes (Collection Gérer l’Environnement) 2002. ISBN: 2-88074-568-3. (Language: French)
• Klöpffer, W.; Grahl, B.: Ökobilanz (LCA). Ein Leitfaden für Ausbildung und Beruf. Weinheim: Wiley-VCH Verlag, 2009. ISBN 978-3-527-32043-1. (Language: German)
• Eyerer, P. (Hg.): Ganzheitliche Bilanzierung Werkzeug zum Planen und Wirtschaften in Kreisläufen. Berlin. Springer, 1996. (Language: German)
• Rebitzer, G.; Ekvall, T.; Frischknecht, R., et al.: Life cycle assessment Part 1: Framework, goal and scope definition, inventory analysis, and applications. Environment International 30 (2004) 5, pp. 701–720. Online: doi: 10.1016/j.envint.2003.11.005. (Language: English)
• Pennington, D.; Potting, J.; Finnveden, G., et al.: Life cycle assessment Part 2: Current impact assessment practice. Environmental International 30 (2004) 5, pp. 721–739. Online: doi: 10.1016/j.envint.2003.12.009. (Language: English)Baumann, H.; Tillman, A-M. ‘The Hitch Hikers Guide to LCA: An Orientation in Life Cycle Assessment Methodology and Application’. Studentlitteratur, 2004. (Language: English)

For an introduction to, and further reading applied to the building sector, the following links to LCA literature may be of help, especially for LCA beginners:

• Nemry, F.; Uihlein, A.; Makishi Colodel, C., et al.: Environmental Improvement Potentials of Residential Buildings. (IMPRO-Building). (JRC Scientific and Technical Research Series). Luxembourg: Office for Official Publications of the European Communities 2008. (Language: English)
• Peuportier B.: Eco-conception des bâtiments et des quartiers. Presse de l’Ecole des Mines de Paris. (Language: French)
• Chevalier J.: Analyse du cycle de vie – Utilisation dans le secteur de la construction. Techniques de l’Ingénieur. (Language: French)
• Wittstock B.: Ökobilanz. In: Lemaitre, C., DGNB (Hg.): Nachhaltiges Bauen. DGNB Handbuch Neubau Büro- und Verwaltungsgebäude Version 2009. Stuttgart: DGNB 2009. (Language: German)

3     How to use this guidance document

• 3.1    Structure of the guidance document
• 3.1.1    Implementation of the study type definitions
• 3.2    How to conduct an LCA study within the field of energy-efficient buildings
• 3.2.1    How to start and proceed with an LCA study.
• 3.2.2    LCA study set-up: generic template.
• 3.3    Compliance with this guidance.
• 3.4    How to proceed with the service life assessment in building and product LCA studies
• 3.5    Further information and training materials